Event-related oscillations in the theta (4-7 Hz) frequency range define the theta frequency component of the event-related brain potentials (ERPs) or the EEG theta response. Prominent theta responses have been observed in various experimental conditions in both humans and animals and have been assigned an important role in integrative stimulus processing (Miller, 1991; Schürmann & Basar, 1994). The scalp recorded theta responses have been suggested to reflect the functioning of a diffuse and distributed theta system in the brain (Basar-Eroglu, Basar, Demiralp, & Schürmann, 1992) involving primarily the hippocampus and associative frontal cortex (Miller, 1991; Basar-Eroglu et al., 1992; Demiralp & Basar, 1992; Klimesch, Schimke, & Schwaiger, 1994) and generating both the spontaneous and elicited theta oscillations (Basar, 1992).
The spontaneous EEG theta activity has been found to decrease in absolute and relative band power with progressing age in children (Matoušek & Petersén, 1973; John, Ahn, Prichep, Trepetin, Brown, & Kaye, 1980; Matthis, Scheffner, Benninger, Lipinski, & Stolzis, 1980; Gasser, Verleger, Bächer, & Sroka, 1988; etc.). However, the information about theta response development is insufficient although the event-related theta activity may also vary with age in children. Firstly, the evoked potential magnitude is known to be significantly correlated with the power of the background EEG but in many instances EEG and ERP amplitudes have shown relatively independent behaviour (see e.g., Shagass, 1976). It is an open question whether a decrease in theta activity during stimulus processing accompanies the developmental reduction of the spontaneous EEG theta power. Secondly, increased theta activity in human adults has been consistently associated with higher cognitive processes like memory, concept learning, attention, etc. (Mizuki, Takii, Nishijima, & Inanaga, 1983; Lang, Lang, Diekmann, & Kornhuber, 1989; Basar-Eroglu et al., 1992; Inouye, Shinosaki, Iyama, Matsumoto, & Toi, 1994; Klimesch et al., 1994; Klimesch, Doppelmayr, Russeger, & Pachinger, 1996). Given these correlations, it is striking that although the spontaneous EEG theta power decreases with age in children and is relatively small in adults, the efficiency of cognitive functioning improves in the course of development (Piaget 1969). This implies that changes in theta system involvement during event processing as reflected by the theta response should occur with brain development. Finally, theta responses of young (three-year-old) children were demonstrated to be larger, delayed, and more variable than those of adults (Basar, 1982; Basar-Eroglu, Kolev, Ritter, Aksu, & Basar, 1994; Kolev, Basar-Eroglu, Aksu, & Basar, 1994). Taken together, these findings suggest that the EEG theta response undergoes specific developmental variations but it is not known how and which response characteristics change as children mature. Therefore, the present study aimed to assess age-dependent alterations of EEG theta responses in 6-10-year-old children. Healthy young adults were also studied to evaluate the mature theta response.
As mentioned above, the EEG frequency responses are proposed to originate from the reorganization of the spontaneous EEG. Therefore, theta response characteristics reflecting the stimulus-related changes in the ongoing EEG should be regarded as relevant for analysis. Such characteristics are the response phase-coupling to stimulus and amplitude enhancement or suppression in the post-stimulus epoch (Sayers, Beagley, & Riha, 1979; Kalcher & Pfurtscheller, 1995). In the averaged ERPs, however, amplitude and phase-locking effects are confounded and cannot be analyzed separately (see e.g., Ruchkin, 1988). To quantify theta response phase-locking independently of amplitude effects, an original method for single-sweep analysis was applied (Kolev & Daskalova, 1990; Yordanova & Kolev, 1996a; 1998; Kolev & Yordanova, 1997). Thus, the major questions addressed in this research were how single theta response amplitude, phase-locking, and enhancement relative to prestimulus activity vary with age in children and whether their developmental changes depend on the background EEG theta activity?
Previous studies on adults have shown that event-related
theta activity differs between processing conditions (Demiralp & Basar,
1992; Basar-Eroglu et al., 1992; Klimesch et al., 1994; Mecklinger, Kramer,
& Strayer, 1992; Yordanova & Kolev, 1998). To examine whether the
age-related variations in the theta response are restricted to a specific
processing condition, passive and task auditory stimuli were used. Since
the latency of the maximal theta response in the averaged ERPs has been
shown to be longer in younger children (Basar-Eroglu et al., 1994; Yordanova
& Kolev, 1996b), measurement and evaluation were made for early and
late post-stimulus epochs to enable assessment of single theta response
dynamics over time after stimulus appearance. The relationship between
single theta response parameters and the ongoing (prestimulus) theta band
power was also evaluated. Results of the alpha frequency range in the same
groups of children are presented in a related paper (Yordanova & Kolev,
1996a).
Children
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|
|
|
|
Adults
|
|
6 years
|
7 years
|
8 years
|
9 years
|
10 years
|
20-30 years
|
|
Age (years) |
6.50
|
7.60
|
8.50
|
9.30
|
10.60
|
24.10
|
Age (months) |
77.90
|
91.20
|
102.10
|
111.50
|
127.10
|
289.20
|
SD (months) |
4.65
|
3.25
|
4.68
|
3.03
|
4.43
|
44.40
|
The auditory stimuli were generated by a PC, filtered, amplified, and reproduced by a loudspeaker in a free-sound field. All stimuli were presented with intensity of 60 dB SPL and duration of 50 ms (r/f 10 ms). The stimuli were delivered with random inter-stimulus intervals (3.5-6.5 s) in two different task situations:
1) Tone bursts of 800 Hz frequency (N = 50) were presented in a passive listening condition, with subjects instructed to relax silently. Before the recording session, they were told that the stimuli would be delivered for testing the technical equipment and would be of no relevance for them.
2) Auditory target and nontarget stimuli were presented in an oddball task. During the task condition, 100 high and low frequency tones (1200 Hz and 800 Hz) were delivered randomly, with probability P = 0.75 for the high tones, and P = 0.25 for the low tones. Subjects were required to press a button with their dominant hand as quickly and accurately as possible in response to the low tones.In both the passive and oddball conditions the subjects were keeping their eyes closed.
Data collection and processing
Electrodes
The EEG was recorded with Ag-AgCl disc electrodes placed on midline
frontal, central and parietal sites (Fz, Cz, Pz), with linked mastoids
as a reference. The ground electrode was positioned on the forehead. The
electrooculogram (EOG) was recorded bipolarly with electrodes placed below
and at the outer canthus of the left eye. Electrode impedance did not exceed
10 kOhms.
EEG recording and data storage
EEG was amplified with cut-off frequencies of 0.5 and 70 Hz by means
of a Nihon Kohden Electroencephalograph (model EEG-4314F). Stop-band filtering
(band limits 48-52 Hz) was used for eliminating line frequency interference.
The amplified EEG analog signals were digitized with a sampling frequency
of 250 Hz (12 bit analog-to-digital converter) and stored for off-line
processing with epoch length of 1024 ms pre- and 1024 ms post-stimulus.
Reaction times (RTs) were recorded automatically.
Artifact rejection
The stored raw single sweeps were inspected visually off-line to eliminate
EEG segments contaminated with blink, muscular, or any other type of artifact
activity, with any EEG or EOG trial exceeding ±50 µV for adults
and ±90 µV for children excluded from further analysis. Thus,
the number of artifact-free sweeps analyzed for each subject in each condition
was between 40 and 50 for the passive and nontarget ERPs, and about 20-23
for the target ERPs.
Data analysis
Prestimulus EEG power spectral density
For each artefact-free single sweep, the power spectral density functions
were calculated for the prestimulus epochs (-1000, 0 ms) using the Fast
Fourier Transform (FFT), and then averaged separately for each stimulus
type. For statistical evaluation, the mean absolute band power (X) in the
range of 4-7 Hz, was log-transformed according to the formula Y = log10(X)
to normalize the power distributions (Gasser, Bächer, & Möcks,
1982; Gasser et al., 1988).
Digital filtering
Averaged and single-sweep ERPs were digitally band-pass filtered in
the theta frequency range (4-7 Hz). To provide a zero phase shift, a modified
linear band-pass filter was used, whose weights were based on binomial
coefficients (Wastell, 1979). The filter band width was adjusted to be
5% from the total analyzed frequency band, which was experimentally proven
to minimize filtering artifacts. Although in this study the main emphasis
is placed on single-sweep parameters, averaged unfiltered and filtered
(4-7 Hz) ERPs were also obtained to enable comparison with results from
the single-sweep analysis and with literature data.
Single sweep analysis
Three parameters of the single-sweep theta responses were analyzed
for two time windows, early (0-300 ms) and late (300-600 ms): (1)
maximal amplitude, (2) phase-locking, and (3) amplitude enhancement relative
to prestimulus theta activity.
1) The maximal peak-to-peak amplitude of the single theta responses was measured in each of the two time windows. The mean value was calculated for each subject, stimulus type, and electrode location.
2) For a quantitative evaluation of the phase-locking, a modification of the single sweep wave identification (SSWI) method was applied (Kolev & Daskalova, 1990; Kolev & Yordanova, 1997). The steps of the analysis procedure are described below and are illustrated schematically in Figure 1.First, extrema (minima and maxima) were identified in the filtered (4-7 Hz) single sweeps. The amplitudes of the identified extrema were coded with +1 for the maxima and with -1 for the minima. Amplitude and latency values of the identified extrema were stored. This step is illustrated in Figure 1a where several representative single sweeps are shown. Figure 1c illustrates the detected points with coded amplitudes presented without the signals along the time axis.
|
Figure 1. Single Sweep Wave Identification (SSWI) method. The left panel presents (a) five single sweeps filtered in the theta range (4-7 Hz), and (b) their averaged waveform. The wave extrema in the single sweeps are detected according to the local maxima and minima, shown as vertical bars in (a). The same vertical bars (c) are located at the corresponding latency positions without the signals, and (d) the corresponding SSWI-histogram is build according to the rule: in consecutive 20 ms time-lags +1 is added to the histogram bar if the detected extremum in the single sweep is maximum, or respectively -1, if the detected extremum is minimum. T1 - time window 0-300 ms, T2 - time window 300-600 ms. |
3) Single-sweep enhancement relative to prestimulus activity was analyzed by calculating the enhancement factor EF (Basar, 1982): For each single sweep N, the ratio of the maximal response amplitude RN to the root mean square value rmsN of the ongoing EEG amplitude prior the stimulus (in the time window -500,0 ms) was calculated according to the formula:
|
Figure 2. Grand average passive, nontarget, and target ERPs at three electrode locations (Fz, Cz, and Pz) from different age groups: 6 year-olds, 7 year-olds, 8 year-olds, 9 year-olds, 10 year-olds, AD - adults. Each age group consists of 10 subjects. Stimulus presentation is at 0 ms. |
|
Figure 3. Grand average passive, nontarget, and target ERPs at three electrode locations (Fz, Cz, and Pz) filtered in the theta (4-7 Hz) range. The age groups are designated as in Figure 2. |
|
Figure 4. (a) Averaged ERPs filtered in the theta (4-7 Hz) range, (b) superimposed single sweeps filtered in the same (4-7 Hz) range, and (c) the corresponding SSWI histograms for six representative subjects at 6, 7, 8, 9, and 10 years of age, and an adult. Children had larger single theta responses than adults, especially in the late time window (300-600 ms). As reflected in the SSWI histograms, children also displayed a weaker phase-locking in both the early and late time windows than adults. All recordings are from the passive listening condition at Cz. Along the Y-axes — amplitude (µV) for (a) and (b), and number of synchronized single waves for (c). |
Parameters
|
Maximal peak-to peak
amplitude of single theta response
|
Normalized Number of
phase-locked theta waves
|
Enhancemet Factors
|
|
|
Figure 5. Effects of Time window on theta responses to passive, target, and nontarget stimuli in six age groups: (a) maximal peak-to-peak amplitude of the single theta responses, (b) number of the phase-locked single theta waves, and (c) enhancement factor. The age groups are designated as in Figure 2. |
|
* P < 0.05, ** P < 0.01, *** P < 0.001 |
Figure 6. Effects of TIME WINDOW on theta responses to nontarget stimuli from each ELECTRODE and AGE group: (a) number of phase-locked single theta waves, (b) enhancement factor. The age groups are designated in the same manner as in Figure 2. |
Discussion
The present study assessed the event-related theta activity in children
and adults at the level of single-sweep analysis. It was hypothesized that
the EEG theta responses would differ between children and adults as well
as among children groups, which can be evinced by differences in single-sweep
parameters. This hypothesis was confirmed and significant age-related variations
were found for single theta response amplitude, phase-locking, and enhancement
relative to prestimulus activity. Furthermore, these variations were specific
for each parameter. A major finding was that whereas single-sweep
amplitudes decreased, the phase-locking increased with age. As described
in the results, the averaged filtered ERPs did not manifest significant
differences between children and adults. It was because the smaller single-sweep
amplitudes of adults were accompanied by a pronounced phase-locking, and
the opposite was true for children. Thus, since additional information
was obtained that was obscured in the averaged waveforms, the developmental
changes in the EEG theta response could be revealed and evaluated precisely
at the level of single-sweep analysis.
Single-sweep theta responses in adults
In adults, the theta component of averaged auditory ERPs has been described
previously (Demiralp & Basar, 1992; Basar-Eroglu et al., 1992). In
the present study, by using single-sweep analysis the following new characteristics
of the event-related theta activity were found: (1) Auditory theta
responses display strong phase-locking and amplitude enhancement in the
post-stimulus epoch, which verifies the stimulus-related reorganization
of the ongoing theta activity in adults; (2) The early theta responses
(0-300 ms) are higher in magnitude and enhancement, and stronger in phase-locking
than the late ones (300-600 ms), with the differences between early and
late components being most pronounced at the mid-central location. These
observations were true for passive, target, and nontarget ERPs, which shows
that the early and late theta responses may reflect mechanisms activated
during both passive and task stimulus processing. Previous reports on adults
have found that enhanced (synchronized) event-related theta activity accompanies
short-term memory activation (Mecklinger et al., 1992; Klimesch et al.,
1994) and increased focused attention (Basar-Eroglu et al., 1992). These
memory- and attention-related effects were observed for the post-stimulus
epochs later than 250-300 ms. In addition, the late (300-600 ms) fronto-parietal
theta responses to target oddball tones have been reported to be more enhanced
and more strongly phase-locked than the late responses to passive stimuli,
whereas the early theta components did not differ between target and passive
stimulus processing (Yordanova & Kolev, 1998). Stimulus type effect
was not tested in the present study because only the developmental changes
in theta activity were focused on. However, the reports mentioned above
suggest that the early and late responses of adults as observed here may
relate to different processing mechanisms.
Differences in theta responses of children and adults
The organization of the auditory theta response was specific for children.
This was evidenced by the significant differences between the single-sweep
parameters of 6-10-year-old children and adults: (1) Single theta
responses of children were larger but not enhanced against prestimulus
theta activity, and also less synchronized than those of adults;
(2) In adults, the early theta oscillations expressed higher responsiveness
than the late ones, whereas in children the late responses were either
more enhanced than the early ones or no reliable differences were observed
between the early and late theta activity. It is noteworthy that the age-related
variations were similar for the three stimulus types. These findings generally
indicate that during auditory stimulus processing the theta response system
in adults operates in a manner different from that in 6-10-year-old children.
Since the passive and task-related stimuli produced similar age-related
differences, it may be further suggested that the specific organization
of the theta response in children reflects developmental variations of
basic stimulus-processing mechanisms common for the different processing
conditions. Such a proposal is supported by the observation that single
theta response parameters do not correlate with response speed.
Theta response system development
Single theta responses in children not only differed from those in
adults, but also changed with advancing age from 6 to 10 years: A
decrease in single-response amplitudes occurred at 10 years for the task
stimuli and at 7 and 9 years for the passive stimuli, with the values of
the mature theta response not achieved even by eldest (ten-year-old) children.
The developmental alterations in amplitude are not likely to result from
differences in cranial parameters such as thickness of the scalp or head
circumference (Polich, Ladish, & Burns, 1990; Gasser et al., 1988)
- a conclusion supported also by the different time courses of single theta
amplitudes for the passive and task stimuli. As revealed by the multiple
regression analysis results, these age-related amplitude effects resulted
exclusively from the developmental decrease in the power of the ongoing
EEG theta activity. Furthermore, the early theta responses displayed a
maximum at Cz as did the prestimulus theta power. The observation of the
strong relationship between the pre- and post-stimulus theta amplitudes
may be regarded as supporting the concept of the diffuse and distributed
theta system in the brain generating both the spontaneous and stimulus-related
4-7 Hz activity (Basar, 1992). Hence, the developmental reduction of EEG
theta activity may indicate a decrease in the number and/or intensity of
the neuronal elements that determine operative theta states of the brain.
The present results demonstrate, however, that single
theta responses of children are large but do not change relative to the
prestimulus theta activity after stimulation. Also, the ability to enhance
the magnitude of the evoked theta component does not improve from 6 to
10 years was not confirmed.
In parallel to the decrease in amplitude, an increase
in the phase-locking of early theta responses took place at about
9 years of age. However, for all three types of ERPs adults had remarkably
stronger phase-locking than any of the children groups. Hence, it may be
concluded that the capability to produce stable (congruent) theta responses
to auditory stimulation improves with development but appears related to
brain mechanisms that reach maturation at developmental stages later than
10 years.
The phase-locking in children did not depend on
the power of the prestimulus EEG theta activity. Instead, subject age was
the determinant of the developmental increase in phase-synchronization.
This result demonstrates that theta response phase-locking reflects processes
specifically activated after stimulus presentation. It is to be noted that
the developmental increase in phase-locking was found only for the early
theta responses and at the central site where the early theta responses
of adults were mostly expressed (Figure 6a). Although
the phase-locking of late responses was also significantly stronger in
adults than in children, no increase of late theta response phase-locking
was observed for children groups. These differential time courses support
the assumption that the early and late responses may have different functional
roles.
In addition, major developmental differences were
revealed for the time structure of all single-sweep parameters: Adults
manifested pronounced differences between the early and late theta responses,
but in children younger than 9-10 years the magnitude and phase-locking
of the early theta responses were similar to those of the late ones. Furthermore,
younger (6-7-year-old) children had a greater enhancement for the late
compared to the early theta responses (Figure 5c) and
all children groups tended to enhance the frontal late theta responses
more than the early ones (Figure 5b). Given the previous
results of adults outlined above, it cannot be ruled out that the relation
between early and late theta responses varies as a function of the specific
task conditions. Whether the reverse pattern in children reflects a response
delay, a different way of involvement of processes functionally specific
to the early and late responses in adults, or a qualitatively different
mode of organization of the event-related theta activity, is an open question.
The precise functional significance of the event-related theta activity
in both adults and children requires further investigation, especially
with respect to the meaning of single-sweep parameters. Nevertheless, the
present findings suggest that single theta response parameters and their
timing may provide a sensitive indicator of stimulus- and task-related
information processing in children.
Altogether, the single-sweep analysis results demonstrate
that the theta response system is not completely developed at the age of
10 years. At which age the adult values of single theta response parameters
are reached is not clear from the results but the processes related to
theta response system functioning obviously reach maturation at later stages
of development. It is to be emphasized that at the age of 10 years the
frontal lobes, unlike other brain structures, are reported not to have
reached functional maturity with respect to their anatomical structure
and input-output connections (Rothenberger, 1990). Miller (1991) has raised
the hypothesis that the EEG theta rhythm reflects the fronto-hippocampal
interplay during context processing. The present findings of the incomplete
development of theta responses at 10 years of age as well as of the delayed
enhancement of frontal theta responses in children support the notion about
the association between the theta response and frontal lobe processes.
In this regard, since frontal lobe functioning has been assigned a major
role for the occurrence and course of psychiatric disorders in children
(Rothenberger, 1990), event-related theta activity may appear informative
as a supplementary tool for such clinical studies (e.g., Rothenberger,
1995; Yordanova, Dumais-Huber, Rothenberger, & Woerner, 1997). It is
also to be noted that the developmental changes of single-sweep parameters,
although occurring at different ages, were rather step-wise than gradual,
which points to their possible relation with stages of cognitive development
(Piaget, 1969) but the precise correlations of single theta response parameters
with cognitive stage is still to be investigated.
Theoretical implications
The developmental time courses were different for theta response amplitude,
phase-locking, and enhancement. These differential developmental courses
might reflect sequential effects in the maturation of a common underlying
mechanism. Alternatively, they may point to that specific mechanisms might
be involved in the maturation of the processes related to each of the three
single-sweep parameters.
The strong phase-locking of theta responses in adults
shows that repeatable and stable waveforms are produced after stimulation.
In the framework of the concept of the theta system in the brain (Basar,
1992), the strong phase-locking is likely to result from stable (facilitated
or traced) connections between neuronal elements. Hence, it can be assumed
that the theta networks involved in responding during the early stage (0-300
ms) of stimulus information processing are stabilized or traced with development
in children so that repeatable patterns can be produced at the central
but not at the frontal and parietal locations. The increase in repeatability
of the early theta responses is accompanied by a decrease in magnitude,
which might reflect a developmental specialization of the theta networks
based on involving less but functionally defined elements (Courchesne 1990).
The large enhancement factors in adults suggest that the neuronal elements
responding in the theta channel can be coactivated (synchronized) simultaneously
by the external stimulus (Klimesch et al., 1994) but no developmental changes
were observed for the enhancement of the theta responses. With regard to
the three single-sweep parameters analyzed here, it might be assumed that
the theta response system changes with development in a way that enables
less but functionally specified elements to be coactivated simultaneously
under defined conditions. Reduction of active elements, selection of networks,
and capability of synchronizing them upon stimulation seem to follow differential
time courses.
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