Sunday, October 31. 2010
        
                
        
                        
                                                    
            
            
                 UNESCO Conference on Open Access - Global and Danish Challenges. Ministry of Education, Copenhagen, Denmark, 6 December 2010
 
The Open Access Paradigm: What? Where? When? Why? How? 
 
Stevan Harnad 
Canada Research Chair in Cognitive Sciences 
Université du Québec à Montréal 
CANADA 
&  
School of Electronics and Computer Science 
University of Southampton 
UNITED KINGDOM
OVERVIEW: With the adoption of Open Access Self-Archiving Mandates worldwide so near, this is the opportune time to think of optimizing how they are formulated. Seemingly small parametric or verbal variants can make a vast difference to their success, speed, and completeness of coverage: 
What to mandate: The primary target content is the author's final, peer-reviewed draft ("postprint") of all journal articles accepted for publication. 
Why to mandate self-archiving: The purpose of mandating OA self-archiving is to maximize research usage and impact by maximizing user access to research findings. 
Where to self-archive: The optimal locus for self-archiving is the author's own OAI-compliant Institutional Repository (IR). (It is highly inadvisable to mandate direct deposit in a Central Repository (CR) -- whether discipline-based, funder-based, multidisciplinary or national. The right way to get OA content into CRs is to harvest it from the IRs (via the OAI protocol).) 
When to self-archive: The author's final, peer-reviewed draft (postprint) should be deposited in the author's IR immediately upon acceptance for publication. (The deposit must be immediate; any allowable delay or embargo should apply only to the access-setting, i.e., whether access to the deposited article is immediately set to Open Access or provisionally set to Closed Access, in which only the author can access the deposited text; in either case, the article's metadata are immediately accessible webwide, allowing users to request eprint copies by email from the author immediately and semi-automatically during any embargo period). 
How to self-archive: Depositing a postprint in an author's IR and keying in its metadata (author, title, journal, date, etc.)  takes less than 10 minutes per paper. Deposit analyses comparing mandated and unmandated self-archiving rates have shown that mandates (and only mandates) work, with self-archiving approaching 100% of annual institutional research output within a few years. Without a mandate, IR content just hovers for years at the spontaneous 15% self-archiving rate.Harnad, S. (1995) Universal FTP Archives for Esoteric Science and Scholarship: A Subversive Proposal. In: Ann Okerson & James O'Donnell (Eds.) Scholarly Journals at the Crossroads; A Subversive Proposal for Electronic Publishing. Washington, DC., Association of Research Libraries, June 1995.  
 
Gargouri, Y., Hajjem, C., Lariviere, V., Gingras, Y., Brody, T., Carr, L.  and Harnad, S. (2010)  Self-Selected or Mandated, Open Access Increases Citation Impact for Higher Quality Research. PLOS ONE 5(10) e13636 
 
Harnad, S. (2001) The Self-Archiving Initiative. Nature 410: 1024-1025 
 
Harnad, S., Brody, T., Vallieres, F., Carr, L., Hitchcock, S., Gingras, Y, Oppenheim, C., Stamerjohanns, H., & Hilf, E. (2004) The Green and Gold Roads to Open Access. Nature Web Focus. 
 
Harnad, S. (2007) The Green Road to Open Access: A Leveraged Transition. In: Anna Gacs. The Culture of Periodicals from the Perspective of the Electronic Age. L'Harmattan. 99-106.  
 
Harnad, S. (2008) Waking OA’s “Slumbering Giant”: The University's Mandate To Mandate Open Access. New Review of Information Networking 14(1): 51 - 68  
 
Harnad, S. (2009)  Open Access Scientometrics and the UK Research Assessment Exercise. Scientometrics 79 (1)  
 
Harnad, S. (2009) The PostGutenberg Open Access Journal. In: Cope, B. & Phillips, A (Eds.) The Future of the Academic Journal. Chandos 
 
Harnad, S. (2010) No-Fault Peer Review Charges: The Price of Selectivity Need Not Be Access Denied or Delayed. D-Lib Magazine 16 (7/8) 
 
Harnad, S. (2010) The Immediate Practical Implication of the Houghton Report: Provide Green Open Access Now. Prometheus 28: 55-59 
 
Sale, A., Couture, M., Rodrigues, E., Carr, L. and Harnad, S. (2010) Open Access Mandates and the "Fair Dealing" Button. In: Dynamic Fair Dealing: Creating Canadian Culture Online (Rosemary J. Coombe & Darren Wershler, Eds)   
             
            
            
            
         
        
        
                    
            
            
            
            
            
        
                    
        
        
             
    
    
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